Portfolio margin

Results: 146



#Item
51Financial system / Stock market / Futures contract / Margin / Pattern day trader / Portfolio margin / Futures exchange / Commodity Futures Trading Commission / Short / Financial economics / Financial markets / Finance

Mary Yeager Assistant Secretary New York Stock Exchange LLC 11 Wall Street New York, NY 10005

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Source URL: www.sec.gov

Language: English - Date: 2006-07-27 13:55:31
52Financial markets / Options Clearing Corporation / Futures exchange / Futures contract / Chicago Board Options Exchange / Commodity Futures Trading Commission / Clearing house / Margin / Portfolio margin / Financial economics / Finance / Financial system

C:UME~1msALS~1p.out.pdf

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Source URL: www.sec.gov

Language: English - Date: 2006-06-06 14:17:20
53Financial markets / Options Clearing Corporation / Futures exchange / Futures contract / Chicago Board Options Exchange / Commodity Futures Trading Commission / Clearing house / Margin / Portfolio margin / Financial economics / Finance / Financial system

C:UME~1msALS~1p.out.pdf

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Source URL: www.sec.gov

Language: English - Date: 2006-06-06 14:29:02
54Credit default swap / United States housing bubble / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial risk / Portfolio margin / Repurchase agreement / Financial economics / Finance / Economics

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: www.theice.com

Language: English - Date: 2013-02-14 13:55:56
55Financial risk / Financial markets / Investment / Prime Brokerage / Collateral management / Margin / Futures contract / Modern portfolio theory / Futures exchange / Financial economics / Finance / Economics

Microsoft Word[removed]IIROC Summary Report - FINAL

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Source URL: iiroc.ca

Language: English - Date: 2012-09-17 15:10:03
56Financial markets / Allen & Overy / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / U.S. Securities and Exchange Commission / Credit default swap / Commodity Futures Trading Commission / Derivative / Portfolio margin / Financial economics / Finance / Financial system

ALLEN & OVERY Elizabeth Murphy, Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2011-12-02 14:27:01
57Business / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Futures contract / Portfolio margin / Margin / Short / Derivative / Finance / Financial economics / Financial markets

Microsoft PowerPoint - 1a - Reports from IIROC and IIAC - IIROC [Compatibility Mode]

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Source URL: www.iiroc.ca

Language: English - Date: 2013-06-13 16:21:20
58United States housing bubble / Prime Brokerage / Credit default swap / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Derivative / Security / Portfolio margin / Financial economics / Finance / Financial system

Request for rulemaking, regulation or order pursuant to Section 36(a)(1) of the Exchange Act to provide exemptive relief from the application of Section 15(c)(3) of the Exchange Act and Rule 15c3-3 thereunder

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Source URL: www.sec.gov.

Language: English - Date: 2011-11-07 16:47:59
59Financial markets / Options Clearing Corporation / Securities market / Portfolio margin / Official Charts Company / Short / Futures contract / Dividend / Security / Financial economics / Finance / Business

in this issue: changes to cash dividend adjustment policies approved by sec industry insight: occ first vice president and cso dan dewaal osi implementation schedule announced updates from the hill

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Source URL: www.theocc.com

Language: English - Date: 2014-09-13 10:20:36
60Financial markets / Options Clearing Corporation / Futures exchange / Portfolio margin / CME SPAN / Futures contract / Chicago Board Options Exchange / Commodity Futures Trading Commission / Exercise / Financial economics / Finance / Financial system

in this issue: OCC participates in business continuity test high volume testing successful industry insight: customer portfolio margining

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Source URL: www.theocc.com

Language: English - Date: 2014-09-13 10:20:36
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